Jul 19, 2024  
2012-2013 Graduate Catalog 
    
2012-2013 Graduate Catalog ARCHIVED CATALOG: CONTENT MAY NOT BE CURRENT. USE THE DROP DOWN ABOVE TO ACCESS THE CURRENT CATALOG.

LAW 736 - Securities Regulation


Credits 1 – 3

A study of federal and state securities regulation, including statutes, administrative rules, decisions and interpretations, cases governing the duties of participants in securities offerings, and other securities transactions. Coverage will include registration, disclosure, and antifraud provisions and, time permitting, may include international and comparative topics.

Notes
While not required, students without an undergraduate or graduate business degree or comparable work experience are encouraged to take Law 626, prior to taking this course.

Prerequisites
Completion of first-year law courses or consent of instructor.