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Feb 11, 2025
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2024-2025 Graduate Catalog
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LAW 736 - Securities Regulation
Credits 1 – 3
A study of federal and state securities regulation, including statutes, administrative rules, decisions and interpretations, cases governing the duties of participants in securities offerings, and other securities transactions. Coverage will include registration, disclosure, and antifraud provisions and, time permitting, may include international and comparative topics.
Prerequisites
Completion of first-year law courses or consent of instructor.
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